Solutions for Advisors
STRATEGIC ALIGNMENT
Delivering the value, your way. Maintain your independence by leveraging the resources you need for success. Whether you’re just starting out, an experienced advisor, or your own RIA, we are flexible in the ways you can affiliate with us. Offering you a c-suite for your business, we put you at the center of our service model.
INVESTMENTS
ROBUST PLATFORM
We’re fiduciaries who understand that open architecture is the right way to serve your clients — and that personalization should power your investments.
As our partner, you gain access to a range of institutional money managers and can tailor your portfolio options to your advisory priorities and customized client demands. Carefully curated by our investment committee, led by our CIO, our investment platform provides an array of investment models that help you solve for your client goals, risk profiles, and considerations.
Portfolio models range from short-term tactical to globally diversified strategic asset allocation to custom bond portfolios. By providing you with options, we empower you to serve as a fiduciary with adaptability and confidence.
- Goals-based solutions
- Risk-mitigation solutions
- Target-risk solutions
- Structured notes
- Structured CDs
- Industry-leading insurance solutions
- Customized investment strategies
- Tax-managed strategies
- Private placements
- Portfolio diversifiers
- Return enhancement / risk reduction
ADVISOR
ADVISOR
ADVISOR
ADVISOR
ADVISOR
ADVISOR
ADVISOR
ADVISOR
SERVICE
OPERATIONS
Running an advisory practice brings a vast range of operational responsibilities to manage, which can keep you from spending time with your clients. Through your partnership with Alphastar, know you have the support that can transform how you work.
Our operations team becomes an extension of your business, freeing you from back-office tasks and other functions. As your turnkey partner, we can help you keep your operations humming while you focus on fostering your clients’ success
ADVISOR SERVICES MANAGER
Have a dedicated partner to work with custodians, from opening new accounts to overseeing account maintenance and beyond. We know you, your team, and your business personally.
TRADING BILLING & REPORTING
We manage your clients' investment needs with ongoing attention and care. Our team proactively keeps up with your clients' priorities.
SERVICE
COMPLIANCE CULTURE
Compliance is essential for protecting your business and your clients. Feel confident you are keeping up with evolving industry requirements without having to do the heavy lifting yourself.
In today’s ever-changing advisory landscape, compliance must be on-demand, digital, and easy to work with. Our compliance professionals will support you through a business-minded lens and do the work that helps you stay up-to-date.
We are focused on being agile in providing business-friendly policies and streamlined technology solutions that meet regulations while keeping you protected.
- Align compliance requirements with your specific business and client needs.
- Keep up with evolving regulatory standards.
- Receive access to innovative cybersecurity solutions.
- Employ best practices for compliance protocols with ease.
Retirelink is comprised of a series of investment portfolios that are tailored to match your specific needs, goals, and attitude toward risk. These portfolios employ different types of investments for funds you’ll need in the early years of retirement, versus funds you won’t need until later.
Betashield is a risk management strategy intended to limit downside risk in your portfolio, allowing for more peace of mind during turbulent times in the market. Conversely, during periods of prolonged uptrends the portfolio allocation shifts to a more aggressive stance with the goal to better participate in growth.
